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主位結(jié)構(gòu)對(duì)英語(yǔ)語(yǔ)篇閱讀的啟示

2012-12-31 00:00:00曹霞
考試周刊 2012年67期


  摘 要: 主位結(jié)構(gòu)是功能語(yǔ)法中的一個(gè)重要組成部分,是實(shí)現(xiàn)語(yǔ)篇功能的一個(gè)重要手段。本文將主位結(jié)構(gòu)理論運(yùn)用于英語(yǔ)閱讀教學(xué)中,通過主位結(jié)構(gòu)的分析,更好地理解語(yǔ)篇,把握語(yǔ)篇組織模式,有助于快速準(zhǔn)確地解讀語(yǔ)篇,提高閱讀速度及準(zhǔn)確性。
  關(guān)鍵詞: 主位結(jié)構(gòu) 語(yǔ)篇組織模式 閱讀教學(xué)
  一、主位結(jié)構(gòu)
  為了研究語(yǔ)言交際是如何進(jìn)行的,早在篇章語(yǔ)言學(xué)形成之前,結(jié)構(gòu)主義的布拉格學(xué)派已經(jīng)開始從功能角度研究信息在句子中的分布,引入了主位和述位的概念。較早提出主位和述位概念的是布拉格學(xué)派創(chuàng)始人之一Mathesius。他提出這對(duì)概念的目的在于研究句子中不同成分在語(yǔ)言交際中發(fā)揮的作用有何不同。句子的主述位結(jié)構(gòu)并不是固定不變的,其信息值會(huì)由上下文語(yǔ)境的變化而改變。
  以韓禮德(Halliday)為代表的系統(tǒng)功能學(xué)派接受了布拉格學(xué)派提出的這對(duì)術(shù)語(yǔ),并在此基礎(chǔ)上,對(duì)主位結(jié)構(gòu)進(jìn)行了詳盡的探討,把主位結(jié)構(gòu)與信息結(jié)構(gòu)進(jìn)行了區(qū)分,從功能角度而不是從成分分布的角度對(duì)主位進(jìn)行重新界定。他認(rèn)為,任何句子和話語(yǔ)從交際功能角度出發(fā),都可分為主位和述位。主位是信息組織的起點(diǎn),是小句所關(guān)心的成分。Halliday指出,主位總是在述位前面出現(xiàn),這是由主位的起點(diǎn)功能決定的。一般來說,主位通常傳遞交際雙方已經(jīng)熟悉,或有所聞的,即已知信息。述位則通常傳達(dá)受話者未知的內(nèi)容,即新信息。但在特殊情況下,信息中心也可以由句子的其他成分來體現(xiàn)。
  實(shí)際語(yǔ)篇都是由兩個(gè)或兩個(gè)以上的句子構(gòu)成的。其前后句子的主位和主位,述位和述位,以及主位和述位之間就會(huì)發(fā)生某種聯(lián)系和變化。朱永生教授把這種聯(lián)系和變化定義為推進(jìn)。這方面的研究主要是由Fries和Danes等人進(jìn)行的。Fries(1983)和Danes(1974)等人通過大量的觀察發(fā)現(xiàn),語(yǔ)篇是多種多樣的。題材不同,話題各異。體裁不同,結(jié)構(gòu)變化。人們選擇何種成分充當(dāng)主位的空間似乎很大,但實(shí)際上受到這樣或那樣的制約。Danes把篇章中所有這些復(fù)雜的主位關(guān)系稱為主位推進(jìn)模式。語(yǔ)篇中的主位推進(jìn)模式反映了語(yǔ)篇的信息分布狀況。多數(shù)語(yǔ)篇是多種主位推進(jìn)模式的結(jié)合。語(yǔ)篇中的主位推進(jìn)模式曾引起了布拉格學(xué)派(如Danes,1974;Firbas,1992)和系統(tǒng)功能語(yǔ)言學(xué)派(如Fries,1981,1995;Martin,1992)的重視。許多語(yǔ)言學(xué)家都致力于發(fā)現(xiàn)與描述語(yǔ)篇的主位推進(jìn)模式。Danes(1974)和Firbas對(duì)于主位結(jié)構(gòu)的研究作出了較大貢獻(xiàn),他們通過大量觀察發(fā)現(xiàn),語(yǔ)篇是多種多樣的,并且從眾多語(yǔ)言素材中總結(jié)出主位變化的基本模式——主位推進(jìn)模式。
  綜上所述,可以發(fā)現(xiàn),布拉格學(xué)派的功能觀仍停留在語(yǔ)法層面。韓禮德總在小句的層面上討論主位和述位的切分及其與信息結(jié)構(gòu)的關(guān)系。但是,一旦進(jìn)入語(yǔ)篇層面,就會(huì)發(fā)現(xiàn)這種做法是有局限性的。
  二、主位與語(yǔ)篇
  主位結(jié)構(gòu)作為語(yǔ)篇構(gòu)成的重要手段,與信息結(jié)構(gòu)有著緊密的聯(lián)系。主位與已知信息、述位與新信息并不是一一對(duì)應(yīng)的。當(dāng)主位作為句子的起點(diǎn)時(shí),語(yǔ)篇的連貫性較強(qiáng),新信息能夠很容易地進(jìn)入語(yǔ)篇。因此,信息接收者可以順利地獲得語(yǔ)篇所傳達(dá)的信息。如果主位傳遞的是新信息,說話者就要傳達(dá)其特殊的語(yǔ)用目的。在這種情況下,解碼語(yǔ)篇信息就變得非常困難,但是語(yǔ)篇的信息性將會(huì)很強(qiáng),并且傳達(dá)一些特殊的文體效果。因此,在語(yǔ)篇分析中,語(yǔ)言的線性化特點(diǎn)決定發(fā)話者在傳遞信息時(shí)必須考慮語(yǔ)言的結(jié)構(gòu)序列。恰當(dāng)?shù)匕才旁~序和調(diào)整信息焦點(diǎn)對(duì)正確理解言語(yǔ)信息至關(guān)重要。
  主位結(jié)構(gòu)是語(yǔ)篇分析中重要概念之一。通過對(duì)國(guó)內(nèi)外相關(guān)文獻(xiàn)的大量閱讀,發(fā)現(xiàn)主位結(jié)構(gòu)對(duì)語(yǔ)篇的生成、構(gòu)建與理解具有十分重要的意義。語(yǔ)篇中主位結(jié)構(gòu)的連續(xù)選擇受其所傳達(dá)的交際價(jià)值大小的影響。對(duì)主位結(jié)構(gòu)的研究有助于把握語(yǔ)篇中新舊信息互相聯(lián)系、互相作用、互相轉(zhuǎn)化的脈絡(luò),從宏觀上掌握語(yǔ)篇的信息結(jié)構(gòu)。因此,掌握主位結(jié)構(gòu)能夠幫助語(yǔ)言學(xué)習(xí)者提高對(duì)語(yǔ)篇的構(gòu)建與解讀能力,從語(yǔ)篇層次了解語(yǔ)篇構(gòu)建模式及其解讀策略,對(duì)英語(yǔ)教學(xué),特別是閱讀將有重要啟示。
  三、英語(yǔ)語(yǔ)篇的組織模式
  語(yǔ)篇的組織模式(textual pattern)是語(yǔ)篇組織的宏觀結(jié)構(gòu)。Hoey(1983:31)將組織模式定義為“構(gòu)成語(yǔ)篇(部分語(yǔ)篇)的關(guān)系的組合”。語(yǔ)篇的組織模式作為語(yǔ)篇組織的宏觀結(jié)構(gòu)在語(yǔ)篇的生成和理解中起著重要作用。在語(yǔ)篇交際過程中,語(yǔ)篇生產(chǎn)者會(huì)根據(jù)自己的交際目的,選擇相應(yīng)的語(yǔ)篇模式來建構(gòu)符合語(yǔ)篇交際構(gòu)成原則的語(yǔ)篇,為其交際目的服務(wù),以實(shí)現(xiàn)有效交際。因此,研究英語(yǔ)語(yǔ)篇模式,了解掌握其內(nèi)在規(guī)律性,有助于語(yǔ)言教學(xué)中培養(yǎng)和提高學(xué)生理解和運(yùn)用語(yǔ)篇的能力,有助于語(yǔ)篇交際尤其是跨文化交際的順利進(jìn)行。
  例如,下文節(jié)選自新視野大學(xué)英語(yǔ)第三冊(cè)第一單元“Love Without Limitations”。我們將通過分析其各部分的主位結(jié)構(gòu)來構(gòu)建出文章的結(jié)構(gòu)及其篇章組織模式。
  Para.1-3:
  My brother,Jimmy,did not get enough oxygen during a difficult delivery,leaving him with brain damage,and two years later I was born.Since then,my life revolved around my brother’s.Accompanying my growing up was always...I couldn’t go anywhere without him,so I urged the neighborhood kids to come to my house for...(para.1)
  My mother taught Jimmy practical things like how to brush his teeth or put on a belt.My father,a saint,simply held the house together with...I was in charge outside where I administered justice by tracking down the parents of the kids who...(para.2)
  My father and Jimmy were inseparable.They ate breakfast together and on weekends drove off to the navy shipping center every morning where they both worked...At night after dinner,they would talk and play games late into the evening.They even whistled the same tunes.(para.3)
  第一段以“My brother”為全文主位結(jié)構(gòu)的出發(fā)點(diǎn),首先提出一個(gè)問題:Jimmy,did not get enough oxygen during a difficult delivery,leaving him with brain damage.第二段是這個(gè)家庭每個(gè)成員對(duì)第一段提出“問題”所做出的“反應(yīng)”—— 分別以“My mother,My father,I”為主位,描述全家人對(duì)Jimmy的愛:My mother taught Jimmy practical things like how to brush his teeth or put on a belt.My father,a saint,simply held the house together with...I was in charge outside where I administered justice by tracking down the parents of the kids who...第三段特別指出父親對(duì)Jimmy的愛,并通過一個(gè)復(fù)項(xiàng)主位來體現(xiàn):My father and Jimmy were inseparable.并在接下來通過一系列以They為主位的細(xì)節(jié)描寫:They ate breakfast together and on weekends...At night after dinner,they would...They even whistled the same tunes.進(jìn)一步說明父親和Jimmy在一起時(shí)非??鞓?。這三段基本都是人稱主位father,mother,I and Jimmy這四個(gè)家庭成員之間的故事。通過對(duì)這三段的主位結(jié)構(gòu)分析,可得出結(jié)論:正是由于全家對(duì)Jimmy的關(guān)愛才使Jimmy雖然身體殘疾但仍然感覺很開心。第一部分,前三個(gè)段落,由一個(gè)完整的“問題—反應(yīng)—評(píng)價(jià)”模式構(gòu)成。
  下面將結(jié)合語(yǔ)篇結(jié)構(gòu)模式,分析第四到第七段的主位結(jié)構(gòu)及其承載的信息動(dòng)力。
  So when my father died of a heart attack in 1991,Jimmy was a wreck,beneath his careful disguise.He was simple in disbelief.Usually very agreeable,he now quit speaking altogether and no amount of words could penetrate the vacant expression he wore on his face.I hired someone to live with him and drive him to work...One day I asked...Our tears began to flow.(para.4)
  My mother died of lung cancer six months later and I alone was left to look after Jimmy.(para.5)
  He didn’t adjusting to going to work without my father right away,so he came and lived with me in New York City for a while.He went wherever I went and seemed to adjust pretty well.Still,Jimmy longed to live in my parent’s house and ...Eventually,I was able to work it out.He has lived there for 11 years now with many different caretakers and blossomed on his own.He has become essential to the neighborhood...(para.6)
  My mother was right,of course: it was possible to have a home with room for both his limitations and my ambitions.In fact,caring for someone who loves as deeply and appreciates my efforts as much as Jimmy does has enriched my life more than anything else ever could have.(para.7)
  第四段有三處以Jimmy 為主位結(jié)構(gòu),從他的角度論述父親的去世對(duì)他造成的影響。第五段主要描寫了母親去世后,我不得不獨(dú)自照顧Jimmy。四五兩段此時(shí)提出一個(gè)新問題:在父母相繼離開人世后,我面臨照顧Jimmy的新問題。第六段各句主位依次為:he-he-Jimmy-still- eventually-he-he.由此闡明我們對(duì)這一新問題的應(yīng)對(duì)辦法。第七段各句主位依次為it-in fact,可見本段是從客觀角度來陳述這一事件,指出我對(duì)母親的做法的肯定My mother was right caring for someone has enriched my life.這兩句話即是對(duì)以上做法的肯定。由此可以總結(jié)出本部分的篇章結(jié)構(gòu):
  問題:
  Jimmy was a wreck when my father died of a heart attack in 1991,he was simple in disbelief.He now quit speaking altogether.No matter how hard I tried,Jimmy could not accept the hard fact.(para.4)
  My mother died of lung cancer six months later and I alone was left to look after Jimmy.(para.5)
  反應(yīng):
  He didn’t adjusting to going to work without my father right away,so he came and lived with me in New York City for a while.He went wherever I went and seemed to adjust pretty well.Still,Jimmy longed to live in my parent’s house and...Eventually,I was able to work it out.He has lived there for 11 years now with many different caretakers and blossomed on his own.He has become essential to the neighborhood...(para.6)
  評(píng)價(jià):
  It was possible to have a home with room for both his limitations and my ambitions.In fact,caring for someone who loves as deeply and appreciates my efforts as much as Jimmy does has enriched my life more than anything else ever could have.(para.7)
  Para.8-12:
  This hit home a few days after the September 11th disaster on Jimmy’s 57th birthday.I had a party for him in my home in New York,but none of our family could join us because travel was difficult and ...I called on my faithful friends to help make it a merry and festive occasion...
  My friend-people Jimmy had come to know over the years-brought the ideal presents.
  We had wanted to let him know that no matter how difficult things got in the world,there would always be people who cared about him.We ended up reminding ourselves instead...
  Just as my father’s death had changed Jimmy’s world overnight,September 11th changed our lives; the world we’d known was gone.But...we were reminded that the constant love and support of our friends and family would get us through whatever life might present...There had never been any limitations to what Jimmy’s love could accomplish.
  作者在最后幾個(gè)段落中回憶了我為Jimmy舉辦生日晚會(huì)時(shí)遭遇的問題:none of our family could join us because travel was difficult ,最后我的解決方法是:I called on my faithful friends to help make it a merry and festive occasion...這個(gè)晚會(huì)給我們的感受是:We ended up reminding ourselves instead...接下來作者在文章最后一部分總結(jié)了父親的去世和911事件的相似之處,對(duì)于Jimmy來說都是一個(gè)改變世界的事件,但是,有一樣?xùn)|西卻始終不變:“l(fā)ove without limitations”。
  通過上文宏觀分析得知,整篇文章可以分為四個(gè)部分,主要結(jié)構(gòu)是“問題—反應(yīng)—評(píng)價(jià)”,共呈現(xiàn)三個(gè)“問題”,并且為每個(gè)“問題”提供了各自的“反應(yīng)”和“評(píng)價(jià)”。 這種“問題—解決模式”是語(yǔ)篇模式中一個(gè)比較常見的模式,其宏觀結(jié)構(gòu)一般由情景、問題、反應(yīng)、評(píng)價(jià)或結(jié)果四個(gè)成分組成。各成分既可以由一個(gè)小句或句子充當(dāng),又可以由兩個(gè)或更多句子組成。其中,“情景”在某類語(yǔ)篇中可有可無。如下圖所示(Hoey,2001:127):
  四、結(jié)語(yǔ)
  語(yǔ)篇傳遞是一組信息,而不是一個(gè)個(gè)孤立的信息。語(yǔ)篇不是一個(gè)簡(jiǎn)單的語(yǔ)法單位,而是一個(gè)語(yǔ)義單位,是用語(yǔ)言向讀者傳遞信息的動(dòng)態(tài)過程。語(yǔ)篇中所傳遞的各條信息組成了一個(gè)各自獨(dú)立又相互緊密聯(lián)系在一起的信息鏈。這些信息一方面是非線性地儲(chǔ)存于人大腦中的知識(shí),另一方面是線性地在語(yǔ)篇中排列出來的知識(shí)。語(yǔ)言交際的全過程可以看做是將非線性結(jié)構(gòu)的信息通過大腦干預(yù)轉(zhuǎn)化為線性排列的語(yǔ)篇,然后又通過大腦將線性化的語(yǔ)篇信息轉(zhuǎn)變?yōu)榉蔷€性結(jié)構(gòu)的信息。從語(yǔ)篇所要達(dá)到的交際目的來看,信息發(fā)送人必須將自己要表達(dá)的信息分為幾個(gè)部分傳遞出去,并通過大腦的干預(yù)將信息線性化為連貫的語(yǔ)篇,這就體現(xiàn)了語(yǔ)篇表達(dá)的多層次性。信息接收人面臨的是一個(gè)連貫表達(dá)的語(yǔ)篇,他必須運(yùn)用大腦,將語(yǔ)篇中連貫的線性排列轉(zhuǎn)化為非線性結(jié)構(gòu)的信息。要完成這樣一個(gè)信息轉(zhuǎn)化過程,就要信息接收人不僅要運(yùn)用語(yǔ)言知識(shí),還要運(yùn)用其他相關(guān)知識(shí)對(duì)語(yǔ)篇陳述的信息進(jìn)行理解并重新組合自己的知識(shí)結(jié)構(gòu),因而是對(duì)語(yǔ)篇信息進(jìn)行再加工的過程。
  通過上文分析可以得知,主位結(jié)構(gòu)承載著語(yǔ)篇的重要信息,對(duì)篇章的生產(chǎn)和解讀具有重要意義。篇章的主位結(jié)構(gòu)并非隨意安排,它服務(wù)于一定的寫作目的和一定的語(yǔ)篇模式。在篇章教學(xué)中把握不同語(yǔ)篇的常用主位模式,能更有效地抓住文章中心思想及文體特征。在語(yǔ)言特別是閱讀教學(xué)中,教師要超越句子層面來把握語(yǔ)篇的教學(xué),引導(dǎo)學(xué)生善于把握作者的主位結(jié)構(gòu)安排,從主位結(jié)構(gòu)角度把握語(yǔ)篇傳遞的信息,積極引導(dǎo)學(xué)生有目的地認(rèn)識(shí)語(yǔ)篇模式,以最貼近作者發(fā)展思路的方式解讀語(yǔ)篇。在語(yǔ)篇解讀過程中,以此為線索,有助于快速準(zhǔn)確地解讀語(yǔ)篇,提高閱讀速度及準(zhǔn)確性,具有很強(qiáng)的理論與現(xiàn)實(shí)意義。
  參考文獻(xiàn):
  [1]Brown,G.and Yule,G.Discourse Analysis Cambridge,Cambridge University Press,1985.
  [2]Firbas,J.Functional Sentence Perspective in Written and Spoken Communication.Cambridge,Cambridge University Press,1992.
  [3]Halliday,M.A.K.An Introduction to Functional Grammar.Edward Amold Ltd,1985.
  [4]Halliday,M.A.K.& Hasan,R.Cohesion in English.London:Longman,1976.
  [5]Hoey,M.On the Surface of Discourse [M].London: George Allen & Unwin,1983.
  [6]Hoey,M.Textual Interaction: an Introduction to Written Discourse Analysis [M].London: Routledge,2001.
  [7]McCarthy,M.& R.Carter.Language as Discourse: perspectives for language teaching[M].Beijing:Peking University Press,2004.
  [8]胡壯麟.語(yǔ)篇的銜接與連貫.上海外語(yǔ)教育出版社,1994.
  [9]胡曙中.英語(yǔ)語(yǔ)篇語(yǔ)言學(xué)研究.上海外語(yǔ)教育出版社,2005.
  [10]錢敏汝.篇章語(yǔ)用學(xué)概論.外語(yǔ)教學(xué)與研究出版社,2001.
  [11]朱永生,嚴(yán)世清.系統(tǒng)功能語(yǔ)言學(xué)多維思考.上海外語(yǔ)教育出版社,2001.
  [12]張德祿,劉汝山.語(yǔ)篇連貫與銜接理論的發(fā)展及應(yīng)用.上海外語(yǔ)教育出版社,2003.
  本文是湖州師范學(xué)院校級(jí)科研項(xiàng)目(KX20050)研究成

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